"Market regulation and broker-dealer regulation"

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Book	Author(s)	Year	Publisher
Broker-dealer law and regulation	Norman S. Poser; James A. Fanto	2007	Aspen Publishers
Broker-dealer operations and regulation under securities and commodities laws	Jerry W. Markham	2002	Thomson/West
Market regulation /	Sherman, Roger,	c2008.	Pearson Addison Wesley,
Macro-economic market regulation	Heesterman, A. R. G.	1974	Crane, Russak
Financial Market Regulation: Legislation and Implications	John A. Tatom	2011	Springer New York
Environmental Policy Between Regulation and Market	C. Jeanrenaud	1997	Birkhäuser Basel
Christianity and Market Regulation: An Introduction	Daniel A. Crane; Samuel Gregg	2021-07	Cambridge University Press
Labor market institutions and public regulation /	Agell, Jonas.; Keen, Michael.; Weichenrieder, Alfons J.	2004.	MIT Press,
1951 catalogue: for the market grower,florist,nurseryman,and dealer	Stumpp & Walter Co. (New York, N.Y.)	1951	Stumpp & Walter Co.
Democracy and Diversity in Financial Market Regulation	Nicholas Dorn	2014	Routledge
Administrative regulation versus market regulation in the diversified company	Michael E. Porter	1978	Alfred P. Sloan School of Management, M.I.T.
Professional Services in the EU Internal Market: Quality Regulation and Self-Regulation	Tinne Heremans	31/01/2012 12:00:00 am	Hart Publishing
Efficient instruments for labour market regulation	Morley Gunderson	1993	Government and Competitiveness, School of Policy Studies, Queen's University
Constructing a European Market: Standards, Regulation, and Governance	Michelle Egan	2001	Oxford University Press
Financial Market Regulation and Reforms in Emerging Markets	edited by Masahiro Kawai and Eswar S. Prasad	2011	Brookings Institution Press
Hazardous Chemicals - Control and Regulation inthe European Market	Herbert F. Bender	2007	John Wiley & Sons
Stock Market Short-Termism: Law, Regulation, and Reform	Kim M. Willey	1st ed. 2019	Springer International Publishing
Law and Labour Market Regulation in East Asia	Sean Cooney; Tim Lindsey; Richard Mitchell; Zhu Ying	2002	Routledge
Regulation and Supervision of the OTC Derivatives Market	Ligia Catherine Arias-Barrera	2018	Routledge
Nigerian Consumer Credit: Law, Regulation and Market Insights	Philemon Iko-Ojo Omede	1st ed. 2022	Springer International Publishing
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Chapter	Author(s)	Book	Book Authors	Year	Publisher
Market regulation and broker-dealer regulation		Treatise on the law of securities regulation	Thomas Lee Hazen	2009	West
Broker-dealer regulation		Understanding securities law	Marc I. Steinberg	2014	LexisNexis
Broker-dealer regulation		Understanding securities law	Marc I. Steinberg	2009	LexisNexis Matthew Bender
Broker Dealer		Wiley Series 63 Exam Review 2016 + Test Bank: The Uniform Securities Examination	Securities Institute of America	2016;2015	John Wiley and Sons
Broker/Dealer		Investment Analysis and Portfolio Management	M Ranganatham; R Madhumathi	2006	Pearson Education
Market regulation; broker-dealers		Corporate counsel guides: securities regulation	Thomas Lee Hazen	2011	American Bar Association
The Broker/Dealer		Who Can You Trust with Your Money?: Get the Help You Need Now and Avoid Dishonest Advisors, Adobe Reader	Kirchner, Bonnie	2010	FT Press
Broker–Dealer Compliance		Auditing and Assurance Services	Louwers, Blay, Sinason, Strawser, Thibodeau	2018	McGraw Hill
1. Self-Regulation in Broker-Dealer Firms		Wall Street polices itself: how securities firms manage the legal hazards of competitive pressures /	McCaffrey, David P.,; Hart, David W.	1998.	Oxford University Press,
3. Government Regulation of Broker-Dealer Firms		Wall Street polices itself: how securities firms manage the legal hazards of competitive pressures /	McCaffrey, David P.,; Hart, David W.	1998.	Oxford University Press,
Broker Markets and Dealer Markets		Fundamentals of investing	Gitman, Lawrence J; Smart, Scott B; Joehnk, Michael D	2016;2017	Pearson Education
Broker Markets and Dealer Markets		Fundamentals of Investing [RENTAL EDITION]	Scott Smart, Chad Zutter	2019	Pearson
Broker Markets and Dealer Markets		Fundamentals of Investing	Scott Smart, Lawrence Gitman, Michael Joehnk	2013	Pearson College Div
Dealer Market		Understanding investments: theories and strategies /	Laopodis, Nikiforos,	2013.	Routledge,
Broker-Dealer Functions, Books, and Records		Accounting Guide - Brokers and Dealers in Securities 2018	AICPA	2018	John Wiley & Sons
Broker-dealer functions, books, and records		Accounting Guide - Brokers and Dealers in Securities 2019	AICPA	2019	John Wiley & Sons
Broker-Dealer Functions, Books, and Records		Brokers and Dealers in Securities 2017	AICPA	2017	John Wiley & Sons
Broker-dealer/SEC/Volcker Rule		Dodd-Frank Wall Street Reform and Consumer Protection Act: a summary	Bingham McCutchen LLP	2010	Practising Law Institute
Broker-Dealer facilities to Customers		The stock markets	Gilbert W. Cooke	1969	Schenkman Pub. Co
Arbitration of broker-dealer disputes		Treatise on the law of securities regulation	Thomas Lee Hazen	2009	West
Chapter	Author(s)	Book	Book Authors	Year	Publisher

Showing 1 to 20 of 100 entries

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